Too often regulators get bogged down in the minutiae of prescriptive laws and miss their core intent, says Teresa Goody ...

Reviewed by JeFreda R. Brown Investors, particularly individual investors, buy, sell, and trade stocks with a certain sense ...

The Securities and Exchange Commission (the “SEC”) recently adopted Rule 13f-2 and Form SHO under the Securities Exchange Act ...

Key issues to consider before entering into a settlement with a securities regulator, including the scope of the regulators’ ...

On January 14, 2025, the U.S. Securities and Exchange Commission (the “SEC”) sued Elon Musk over his 2022 acquisition of Twitter, Inc. stock ...

The SEC had attempted to use its regulatory powers to reinterpret the term “dealer,” as that term is used in the Securities and Exchange Act of 1934 (the “Exchange Act”) to include market ...

More fundamentally, Bitnomial argues that it "cannot possibly comply with the [Securities Exchange Act of 1934's] requirements to list XRP Futures," which require the issuer of the underlying ...

deregister the Company’s securities under the U.S. Securities Exchange Act of 1934, as amended (the “Exchange Act”), after taking into account a number of considerations, including ...

Discovery, Inc. ("WBD" or "the Company") (NASDAQ:WBD) for violations of 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 promulgated thereunder by the U.S. Securities and ...

The Form 6-K is a report of foreign private issuers pursuant to rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934. InvestingPro data reveals that Ecopetrol maintains a healthy ...

of the Securities Exchange Act of 1934 and Rule 10b-5 promulgated thereunder by the U.S. Securities and Exchange Commission. Investors who purchased the Company's securities between February 29 ...