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SEC Rulemaking The SEC engages in rulemaking through a transparent process guided by the Administrative Procedure Act and informed by public comment. Members of the public are …
About - SEC.gov
Jan 23, 2025 · SEC Careers The SEC serves as the investor's advocate and seeks the best and brightest talent to join its team. Learn more about SEC employment qualifications and the …
Search Filings - SEC.gov
2 days ago · Search Filings Enjoy free public access to millions of informational documents filed by publicly traded companies and others in the SEC's Electronic Data Gathering, Analysis, …
Company Search - SEC.gov
Feb 11, 2010 · The SEC does not require companies that are raising less than $1 million under Rule 504 of Regulation D to be "registered" with the SEC, but these companies are required to …
Newsroom - SEC.gov
Aug 1, 2025 · The SEC, Financial Industry Regulatory Authority (FINRA), and Municipal Securities Rulemaking Board (MSRB) are holding a virtual two-day compliance outreach program for …
Rules and Regulations - SEC.gov
The SEC rulemaking process under the federal securities laws is designed to solicit significant public input and undergo rigorous analysis before any regulatory change takes effect. A need …
Mission - SEC.gov
Mission At the Securities and Exchange Commission (SEC), we work together to make a positive impact on the U.S. economy, our capital markets, and people’s lives.
SEC.gov | EDGAR Full Text Search
The new EDGAR advanced search gives you access to the full text of electronic filings since 2001.
Enforcement and Litigation - SEC.gov
The SEC’s civil law enforcement authority enables the Commission to hold violators of the federal securities laws accountable for their misconduct and recover money for the benefit of harmed …
SEC Announces Enforcement Results for Fiscal Year 2024
Nov 22, 2024 · The SEC obtained orders for $8.2 billion in financial remedies, the highest amount in a fiscal year in agency history.